Petty
Professorial Politicking
in The Indo-Aryan Controversy
Dr Koenraad Elst
A note on a Harvard professor's assiduous misrepresentation
of my position in the Aryan invasion debate
It has taken
a few years, but that's not unusual in academic publishing,
and the result turns out to be well worth our patience. Edwin
F. Bryant and Laurie L. Patton have edited a collection of
papers arguing for or against the theory that the Indo-Aryan
languages have entered India from outside in the so-called
"Aryan invasion": The Indo-Aryan Controversy. Evidence
and Inference in Indian History, Routledge, New York 2005.
The book is a must-read for those who are interested in ancient
Indian history, in Indo-European (IE) linguistics as related
to the findings of other disciplines, and in a case study
of the politics of history. It juxtaposes very divergent viewpoints,
ranging from the total confirmation of the predominant Aryan
Invasion Theory (AIT) to its total rejection in favour of
an Out of India Theory (OIT).
1.
Stalwart invasionism
One up-to-date instance of the full-fledged AIT developed
in this book is by linguist Asko Parpola and archaeologist
Christian Carpelan: "The cultural counterparts to Proto-Indo-European,
Proto-Uralic and Proto-Aryan. Matching the dispersal and contact
patterns in the linguistic and archaeological record", p.107-141.
They confirm the widely accepted theory that the IE language
family originated in Southwestern Russia and spread from there,
with its Indo-Aryan branch penetrating India ca. 1500 BC.
On p.123-125, they propose a shockingly - or refreshingly
- detail-happy identification of the PIE-speaking culture
and its daughter cultures. Just next to the cradle-land of
Proto-Uralic, the Lyalovo (5000-3650 BC) culture on the upper
Volga, it is the Khvalynsk culture (5000-4500) on the middle
Volga that spoke PIE. It was itself the local continuation
of the Samara culture (6000-5000), around the present-day
city of Samara, which must have spoken an even earlier version
of PIE. So now, at any rate, the Urheimat is known with some
precision.
From Samara and Khvalynsk onward, the scholars identify some
expansions and migrations in the archaeological record. This
leads to the secondary joint homeland of all the European
branches of IE in the Strednij Stog culture (4500-3350) in
Ukraine, whence they follow Proto-Anatolian through the Ezero
culture of Bulgaria (3300-2700) on its way to Anatolia, while
another branch becomes the Corded Ware culture (ca. 3100)
and spreads as far as the Netherlands, differentiating along
the way into Proto-Balto-Slavic, Proto-Italo-Celtic and Proto-Germanic,
under the impact of various substratum languages. On the eastern
side, the Khvalynsk culture was taken to southern Siberia
to become the Afanasievo culture by 3600 BC; apparently that's
how Tocharian came about. Staying behind in Ukraine for another
millennium or so, before they moved on to their respective
destinations, the Proto-Greco-Armenians developed the Catacomb
Grave culture, while their eastern neighbours in the Poltavka
culture became the Proto-Aryans, or more unambiguously, the
Proto-Indo-Iranians. The Proto-Iranians retained this region
while the Proto-Aryans spread to the north to develop the
Abashevo culture before turning southeast on their dramatic
migration to the Andronovo culture of Siberia and Central
Asia (1800-1500) and thence to India.
We can follow all of them from the one archaeological site
to the next, located and dated with precision. And in parallel
with this proliferation of IE, we are also treated to the
exact genealogy of the branches and individual members of
the Uralic family, complete with place and date so that the
family astrologer can draw up their horoscopes. Well, that's
the old school, not afraid to call a spade a spade, no pussyfooting
with "hypotheses" and "probabilities" there. Nothing wrong
with that: it is an attempt at the complete knowledge to which
every researcher implicitly aspires. The only question is
whether this scenario is indeed the correct one.
After all, there is a gap of more than 5000 years between
the Samara culture and the first attestation of a known language
in the region through written documents. And the migration
from Central Asia into India, implied in this theory, has
left no traces identifiable as such by B.B. Lal, Jim Shaffer
and Diane Lichtenstein, specialized archaeologists contributing
to this volume. At the present state of knowledge, and all
the more after reading this new collection of contributions
to the Aryan debate, I still feel more comfortable with the
cautious modesty of Hans H. Hock, who writes about the astronomical
evidence in the Vedas that "a few things can be established
with certainty, others with a good degree of likelihood, and
yet others remain entirely uncertain". (p.297) I believe that
this still describes the over-all status quaestionis.
Meanwhile, politicians need not feel any of those scruples
that restrain researchers. Having received the okay from a
duo of top-ranking scholars, the local government of the Samara
region may now grab the opportunity and open an Urheimat Theme
Park, bringing to life our prehistorical linguistic ancestors
in exchange for solid euros and dollars. Complete with fire
altars, horse sacrifices, chariot races, bearskin-clad wolf
hunters, a festive bridge across the Volga with horse heads
on poles, staged thunderstorms featuring the Lightning God,
and bouts of soma drinking. They may even concoct a special
Aryan soma brew with three distinctively-coloured layers (dark,
red and white) to represent the three functions of IE cosmology,
a liquid version of the Russian tricolour. Yeah, Mother Russia,
mother of all the Aryans!
2. A stain on the white shirt
Unfortunately, the aim of the present note is not to evaluate
the various contributions to this important book on their
scholarly merit and evidential strength. First another account
must be settled.
In reading through Harvard Sanskritist Michael Witzel's contribution,
"Indocentrism: autochthonous visions of ancient India", p.341-404,
I noted a rather systematic misrepresentation of positions
taken by me in the course of the AIT debate, especially in
my book Update on the Aryan Invasion Debate, Aditya
Prakashan, Delhi 1999. The book is extant in cold print, so
everyone can verify for himself that what I have written and
what Witzel claims I have written are often very different
things. Let us have a look at the main instances.
3. What is an "invasion"?
On p.383 n.50, Witzel alleges: "Elst disingenuously insists
on calling any migration or even a 'trickling in' an 'invasion'.
However, immigration/trickling in and acculturation are entirely
different from a (military) invasion, or from overpowering
and/or eradicating the local population."
This is not a reference to my book Update, in which I haven't
developed this point, but to (possibly earlier versions of)
my contribution to the present volume: "Linguistic aspects
of the Aryan non-invasion theory", p.234-281. It is simply
untrue that I have ever called "any migration or even a trickling-in
an 'invasion'", whether in that paper or even in an informal
internet discussion.
On the contrary, I have specified when a migration deserves
to be called an invasion: "The theory of which we are about
to discuss the linguistic evidence, is widely known as the
'Aryan invasion theory' (AIT). I will retain this term even
though some scholars object to it, preferring the term 'immigration'
to 'invasion'. They argue that the latter term represents
a long-abandoned theory of Aryan warrior bands attacking and
subjugating the peaceful Indus civilization. This dramatic
scenario, popularized by Sir Mortimer Wheeler, had white marauders
from the northwest enslave the black aboriginals, so that
'Indra stands accused' of destroying the Harappan civilization."
(p.234, incidentally with thanks to Prof. Witzel for pointing
out, p.383 n.50, that this destructive imagery was coined
not by Wheeler, as angrily repeated by many Indians, but by
his native assistant, Prof. V.S. Agrawal)(…)
"Immigration means a movement from one country to another,
without the connotation of conquest; invasion, by contrast,
implies conquest or at least the intention of conquest. To
be sure, invasion is not synonymous with military conquest;
it may be that, but it may also be demographic Unterwanderung.
What makes an immigration into an invasion is not the means
used but the end achieved: after an invasion, the former outsiders
are not merely in, as in an immigration, but they are also
in charge. If the newcomers end up imposing their (cultural,
religious, linguistic) identity rather than adopting the native
identity, the result is the same as it would have been in
the case of a military conquest, viz. that outsiders have
made the country their own, and that natives who remain true
to their identity (such as Native Americans in the US) become
strangers or second-class citizens in their own country."
"In the case of the hypothetical Aryan invasion, the end result
clearly is that North India got aryanized. The language of
the Aryans marginalized or replaced all others. In a popular
variant of the theory, they even reduced the natives to permanent
subjugation through the caste system. So, whether or not there
was a destructive Aryan conquest, the result was at any rate
the humiliation of native culture and the elimination of the
native language in the larger part of India. It is entirely
reasonable to call this development an 'invasion' and to speak
of the prevalent paradigm as the 'Aryan invasion theory'."
I believe that this observation was impeccable, and still
is. If Prof. Witzel sees something "disingenuous" about this,
it may well be in the eye of the beholder.
Having demonstrated that an unarmed immigration may still
amount to an invasion, I would like to point out that most
so-called immigrationists don't even insist on the unarmed
nature of their Aryan "immigration". It is still very common
to highlight the military advantages of the "Aryan" horse
and chariot as a factor in the success of the Aryan settlement
of India. On various internet forums, Witzel himself has spoken
of the horse and chariot as the Panzer (tank) of the Aryans.
Scratch a trendy immigrationist and you'll find an old-style
invasionist.
4. Beehive India
On p.384-385, n.66: "Elst 1999:159 sq. stresses, like many
other autochthonists, that 'India was the best place on earth
for food production' and that 'a generous country like India
must have had a large population', both unsubstantiated articles
of faith. The Indus Valley has only gradually been settled
from the Baluchi/Afghani hills, and the Gangetic plain remained
very sparsely settled for much longer. (…)"
Prof. Witzel is right in so far as the actual demography of
a country should not simply be deduced from basic data of
climate and soil fertility. Many parts of Africa have great
potential for agriculture and hence for supporting dense populations
yet are only thinly populated except by wildlife. So, for
all its lush vegetation, India may have been thinly populated
at one point. However, in this case we don't have to deduce
nor accept "unsubstantiated articles of faith": we know for
fact, on the basis of plenty of archaeological evidence, that
the Indus basin had hundreds of cities, many of them of the
same size of Babylon or larger. Maybe the region had indeed
been settled from the Baluchi/Afghani hills in preceding millennia,
but by the time period that concerns us in this discussion,
the demographic predominance of the Indus Basin was an accomplished
fact. If the Aryan invaders had to linguistically convert
the Indus people, we know for fact that it was a very large
population they had to deal with.
Witzel continues: "For Elst, however, 'the ancient Hindus
colonized the world' while India, in reality, by and large,
has been a cul de sac."
To start with the last part, it is indeed remarkable that
for millennia, India seems to have received many more immigrants
than it has sent out emigrants. Perhaps we may compare this
with the European emigrations in the colonial age: while France
had a much larger population than England, it sent out far
fewer settlers to its colonies, with fatal consequences for
its bid to long-term world leadership. France could offer
its people a more pleasant life than England, giving them
fewer incentives to leave. Such may also have been India's
case, as compared to Central Asia which, though much less
populated, sent ever new waves of emigrants as invaders into
India.
But then this "quotation" Witzel claims to have read in my
book: "The ancient Hindus colonized the world." The context
was simply a restatement of the well-known "elite dominance
model", quite mainstream: "And just like a dominant Spanish
minority managed to make its own language the mother-tongue
of much larger populations which are genetically predominantly
Native American, so also the slightly darker emigrants from
India may have passed on their language to the white people
of Russia and Europe. The view of some chauvinist Hindu writers
that 'the ancient Hindus colonized the world' may have a grain
of truth in it." (p.160)
The quote which Witzel attributes to me, is in fact my acknowledged
restatement of the position of some chauvinistic Hindu writers,
explicitly cited as their opinion and not mine, and evaluated
as having "maybe a grain of truth", which falls seriously
short of giving my approval. The grain of truth is that at
an earlier age, India may indeed have been the wellspring
of emigrations, with the emigrants benefiting from a civilizational
lead over the people they encountered. That false quotation
by the Harvard professor is an instance of crass manipulation
in order to misrepresent me as one of those Hindu chauvinist
eccentrics.
5. Proof positive, proof negative
On p.388 n.106: "Elst 1999:126 sq. points, as 'proof' for
his Indian Urheimat of IE, to some other asymmetric
expansions."
Yes, there are asymmetric expansions of languages. Arabic
has spread westwards to Morocco, but not eastwards. It was
necessary to point this out against an unspoken tendency to
assume that expansions should be more or less symmetrical,
or in other words, that the point of origin should be somewhere
in the middle of the actual area of expansion, e.g. the Pontic
region in the case of IE. Like Arabic, IE may just as well
have spread in one direction starting from one corner, e.g.
from India. That observation is not offered as proof of anything,
only to disprove (or at least, to put in doubt) an
innocent but prejudiced assumption that may influence some
minds and condition them to preferring a theory that puts
the homeland somewhere in the middle. The quote marks around
the word "proof" are of course misplaced, Witzel is again
trying to put words into my mouth. Add to this the second
misrepresentation, viz. in the alleged object of this alleged
"proof". It is an insulting misrepresentation of my grasp
of elementary logic to describe this modest observation on
a single aspect of language history as an attempted "proof"
for nothing less than the many-faceted theory of an "Indian
Urheimat of IE".
Again, in the Aryan invasion debate it is unfortunately not
so rare to hear people make just such mistakes of logic, e.g.
finding fault with one particular linguistic statement and
thence "deducing" that linguistics is a pseudo-science. But
that is their problem, not mine. Witzel wilfully misreads
my position in order to lump it with the kind of discourse
that isn't worth replying to.
6. Not attested hence non-existent
On p.388, n.110: "Elst (1999) includes a long chapter on links
of IE with other language families, with a curious mixture
of correct and incorrect data." Given that this part is largely
based on mainstream linguistics publications, the data that
Witzel would consider incorrect are really rather fewer than
his even-handed division suggests. He actually mentions only
two, and I may perhaps concede his first point, viz. that
"Ved. parashu, 'axe', is not from Mesop. pilakku, 'spindle'"
though such a link has been accepted by many European academics
(e.g. T. Gamkrelidze and V. Ivanov: Indo-European and the
Indo-Europeans, Mouton de Gruyter, Berlin 1995, p.620)
and is by no means an invention of Indian eccentrics.
But as to the second point, I disclaim "the logically/linguistically
even more surprising statement that, because Drav. and Munda
happen to be attested later than Vedic, there is no reason
to assume early borrowing from these languages into Ved. (as
if these languages did not have their own long prehistory,
just as Ved.)!" There is no such position anywhere in my writings
on the subject.
Though quite a few people on both sides in this debate have
unwittingly fallen for the fallacy that something "didn't
exist because it hasn't been discovered", whether in linguistics
or in archaeology, I make bold not to be one of them. I have
always been aware that languages existed (and therefore may
have left traces in other languages) well before being attested
in writing, e.g. Prof. Witzel certainly knows that I accept
the inferred existence of PIE, whereas some prominent Indian
autochthonists reject this construction of a non-attested
"ghost language".
For another example, in the very book criticized by Witzel,
I make inferences about the interaction between Indo-Aryan
and Dravidian in the preliterate phase of Dravidian. If Dravidian
was once spoken in Gujarat, as is commonly accepted, then
"Indo-Aryan influence on Dravidian may be much older than
usually assumed" (Update, p.146), and vice versa: whether
Harappan or post-Harappan, at any rate pre-Sangam, i.e. before
the actual attestation of any Dravidian language in writing.
I also explicitly posited that the first written Tamil already
shows the impact of Indo-Aryan, that many items of "the Dravidian
core vocabulary as attested in Sangam Tamil are actually very
ancient tadbhava (evolved and sometimes unrecognizably changed)
loans from Sanskrit or Prakrit" (p.147). Of course Dravidian
and likewise Munda had a history, including a history of linguistic
contact with Indo-Aryan, well before being committed to writing.
It is a different matter that the Dravidian impact upon Indo-Aryan
was indeed remarkably limited as well as slow to appear, not
of course because Dravidian was not materially attested yet,
but simply because Dravidian formed no part of the linguistic
substratum in the Indo-Aryan heartland of Northwestern India.
Remarkable at least to those who had assumed that that area
had been Dravidian-speaking, as implied by linguists like
Walter Fairservis jr. and Asko Parpola who had tried to decipher
the Indus inscriptions as a rendering of Dravidian sentences.
As I have acknowledged in my contribution to The Indo-Aryan
Controversy (p.254), Witzel himself has helped a great deal
in breaking this Dravidianist spell over the Indus "script"
and in recognizing that the large corpus of loans in Sanskrit
and Hindi points to non-Dravidian substratum languages such
as "language X" and "para-Munda".
7. Return of the chariot-borne Aryans
On p.372, concerning the difficult match between the archaeological
chronology of chariots and the autochthonist chronology of
their mention in the Vedic and Avestan record: "This is linguistically
and archaeologically impossible, unless one uses the auxiliary,
equally unlikely hypothesis that some Indo-Iranians left India
and reimported the chariot into India (Elst 1999).
All such arguments need very special pleading. Occam's Razor
applies."
No wonder that no exact reference is given, for I have never
taken this position. Nor have I ever thought up a reason why
the people of the homeland of the chariot, whichever it was,
would forget about such a useful technology just because some
of their adventurous sons emigrated. That homeland certainly
retained the know-how and did not need such a reimportation.
To be sure, return scenarios have taken place in history.
The AIT itself implies such a return: it is currently accepted
that all non-African human beings first moved to South Asia
and thence spread to Europe, Northeast-Asia (and thence to
America) and Australia, so any migrants from Europe to India
merely returned to the land their ancestors had left tens
of thousands of years earlier. Witzel's scenario is reminiscent
of Bhagwan Gidwani's fiction book Return of the Aryans,
which combines OIT and AIT by having the Aryans emigrate from
India pre-Harappa and then return post-Harappa just in time
for the good old "invasion". It's a nice story but it's not
mine.
8. Sense and nonsense of linguistic paleontology
On p.391, n.137: "Elst (1999: 129 sqq.) simply denies the
possibility of IE linguistic palaeontology and quotes the
always skeptic Zimmer (1990) as his crown witness. However,
it is precipitous to dismiss carefully applied linguistic
palaeontology completely".
Not quite. I noted and quoted Stefan Zimmer's skeptical dismissal
of linguistic paleontology with sympathy, because I had just
discussed some treacherous pitfalls of this method. That criticism
remains valid, not as a wholesale dismissal of the method
(which may or may not be Zimmer's position) but simply as
a warning to be careful. It is a matter of record that very
divergent homelands of PIE have been deduced from this method.
But if Witzel's readers are made to believe that I am some
kind of extremist who cannot criticize one approach except
by going to the opposite extreme, they may check for themselves
that the chapter in question is actually titled: "Positive
evidence from linguistic palaeontology" (p.130), featuring
a great many classical instances of linguistic palaeontology
in action. My contribution to The Indo-Aryan Controversy
likewise contains a section of applied linguistic palaeontology,
viz. ch.7.5: "Linguistic palaeontology", p.260-266.
Indeed, Witzel implicitly admits as much by mentioning, on
p.141, n.391, my discussion of the application of linguistic
palaeontology by T. Gamkrelidze and V. Ivanov in their classic
IE & the IEs, already mentioned. In support of their
Anatolian homeland theory, they have listed a number of lexical
items referring to species typical of a warm climate. This
breaks the spell of the received wisdom that the flora and
fauna attested in the PIE vocabulary necessitate a cold-climate
Urheimat. Since the species living in Anatolia generally thrive
in India as well, the pro-Anatolian argument may perhaps be
adapted into a pro-OIT argument.
Witzel argues briefly that the types of etymological relations
involved indicate borrowing and not PIE origin, as I had surmised
along with the original authors. Or perhaps he misunderstands
the latter's argument, for some of the cases discussed concern
words borrowed by PIE itself from languages of countries presumably
in contact with Anatolia, so not cases of "borrowing and not
of PIE origin" but of "borrowing into the original
PIE from Kartvelian, Egyptian, Sumerian or Semitic, and
thence PIE ancestral words for the IE languages". He misrepresents
one of their key examples, notably Sanskrit ibha, "elephant",
as corresponding to Greek elephas (which would be odd indeed)
instead of to Latin ebur (IE & the IEs, p.443). I assume
this mistake was caused not by malice but by writing in a
hurry; Witzel's output is impressive in quantity but this
may come at a price.
All this is fair enough, but then: "Elst (1999:131), however,
concludes from the same materials that IE came from a tropical
area, adding (1999:131-2) a few very unlikely comparisons
on his own such as Latin le-o(n) from Skt. rav 'to howl' (!)
- which is in fact IE *h3reu(H), Grk. ôromai,
Lat. rűmor, demonstrating his lack of linguistic sophistication."
No, that connection with Sanskrit rav- was not my own little
idea but part of my rendering of Gamkrelidze and Ivanov's
argumentation (IE & the IEs, p.431). So, the authors
of the acclaimed two-volume masterpiece IE & the IEs
are herewith notified that by Harvard standards, they have
demonstrated their "lack of linguistic sophistication".
A classical object of linguistic palaeontology is the IE term
for the beech tree. On p.394, n.176, Witzel claims: "Elst
(1999:130), while not mentioning historical climate, simply
disposes of the beech argument wholesale." In fact, I have
devoted more than half a page to it, arguing that its presence
in the Western branches of IE and absence in the Eastern ones
need not be interpreted as showing that the PIE homeland was
in the beech-rich moderate zone of Europe. That ready deduction
would precisely exemplify the typical "treacherous pitfalls
of this method", as claimed above. Rather, that distribution
may indicate the borrowing of the word by the early ancestors
of the Western branches, then still only little differentiated
from one another, upon entering beech-rich territory. I will
not bet my life on the correctness of my argumentation, but
it certainly is part of the typical and legitimate linguistic-palaeontological
debate, not a wholesale dismissal of the discipline.
9. The Kassites
On p.380 n.12, Michael Witzel writes about the Indo-Aryan
elements attested in West Asia: "However, many wrong data
are found with the following authors: Elst (1999:183), (…)"
Presumably, one of the allegedly wrong data is identified
here: "Elst (1999:184) has the [Aryan] Kassites immigrate
'from Sindh to Southern Mesopotamia' as a 'conquering aristocracy'
in a 'planned invasion'. Actually, the Kassite language family
belongs to an altogether unknown language group (Balkan 1954).
From what sources did these writers derive their innovative
insights?"
I certainly wouldn't bet my life on my tentative hypotheses
about the Kassites, somewhat beyond my field of expertise,
but what I wrote is not all that far-fetched. It is a fact
that the Kassites conquered parts of Mesopotamia from the
East. It is also a fact that their nomenclature included some
Indo-Aryan names and terms, just as the Mitannic language
did. It is not true, however, that Kassite was an "Aryan"
language. Nor is it true that I myself have written such a
thing, as Witzel implies by inserting the square-bracketed
word "Aryan" before the word "Kassite" in his rendering of
my position.
On the contrary, I have written: "Non-invasionists have made
much of the presence of Sanskrit names in the Kassite dynasty
of Babylon. Yet, the reality revealed by this evidence may
be more complicated than is usually assumed. We have information
from Semitic Mesopotamians about the Kassite language, and
it was not Indo-Aryan. A number of known Kassite words are
apparently unrelated to any known language (…) Let the Kassites
have spoken a non-IE language. This would be the same situation
as in the Dravidian provinces: a non-IE-speaking population
maintains its own language but adopts Sanskritic lore and
nomenclature." (Update, p.326-327) As to "from what
sources" I derived these insights, the main reference is to
Wilfred van Soldt: "Het Kassitisch", Phoenix, Leiden, 1998,
p.90-93, a perfectly respectable mainstream publication.
At this point, I may thank Michael Witzel for pointing out
(p.390 n.126), on Bjarte Kaldhol's authority, that the reading
on an Akkadian insciption ca. 2200 BC of surnames like Arisena
and Somasena as Indo-Aryan loans is mistaken, there
names being pure Hurrian. Not that I readily accept his criticism
as correct, I just don't know, but it is always good to cast
doubt on borrowed opinions. In this case, though Witzel doesn't
bring my name in, I must say I was among those who had accepted
these Indo-Aryan etymologies on the authority of Janos Harmatta
as quoted by the Indian Communist historian and pro-AIT crusader
R.S. Sharma (Advent of the Aryans in India, Manohar,
Delhi 1999, p.82). I just thought it was safe to believe an
establishment historian, especially when he cites data that
can be used against the theory he himself upholds. But now
the Western pro-AIT crusader has undermined the assurances
given by the Indian one.
10. Substratum features
On p.391, n.144: "Autochthonists commonly decry the very concept
of substrate, see Elst 1999, as this would necessarily indicate
that Vedic had not been present in Northwest India since time
immemorial."
It is total nonsense that I have decried or otherwise rejected
the concept of substrate. I am aware that some Indian autochthonists
have taken that position, just as they have sweepingly rejected
other linguistic concepts and methods (an attitude I have
described and rejected in Update, p.119-120, and in The Indo-Aryan
Controversy, p.238-239), and what is written here suggests
that Witzel's intention is to paint me with that same extremist
brush. In the most charitable reading, "see Elst 1999" may
only be referring to me as a reporter on (rather than a case
of) autochthonist anti-substratism. However, given the context,
few readers will interpret it that way.
At any rate, there is no indication whatsoever that "decrying
the very concept of substrate" is or ever was my own position.
In Update, I have discussed substratum features on p.133-134,
p.143-148 (ch.3.4.6: "Dravidian substratum elements") and
passim. In The Indo-Aryan Controversy, again, I have
discussed substratum features in chapter 7.4, "Loans and substratum
features", p.249-260. It is also untrue that acceptance of
the mere concept of substrate would necessitate a non-Indian
origin for Vedic Sanskrit. All kinds of scenarios are possible,
such as the absorption of substratum elements during an expansion
from a homeland inside India to other parts of India, a large
territory by any standard. But it is true that some OIT extremists
with little understanding of linguistics do sweep entire concepts
off the table simply because they have been used in pro-AIT
argumentations. They do indeed assume that "the very concept
of substrate would necessarily indicate that Vedic had not
been present in Northwest India since time immemorial", finding
an unexpected bedfellow in Professor Witzel.
11. "Speculation"
On p.388, n.110: "He may not regard himself as an OIT theorist
but he constantly reflects and advocates this attitude in
his writings; for example, he has a curious speculation of
a Manu who would have led his 'Indo-Europeans' upstream on
the Ganges toward the Panjab, ending with (p.157): 'India
as a major demographic growth centre from which IE (sic!)
spread to the north and west and Austronesian to the southeast
as far as Polynesia.' If this is not autochthonist and Indocentric,
what is?"
On one point, Witzel is quire right: the said musings were
explicitly part of a "speculation", elaborating on Isidore
Dyen's discovery of uncanny IE-Austronesian lexical commonalities
(in I. Dyen & G. Cardona: Indo-European and Indo-Europeans,
Philadelphia 1970) and on Stephen Oppenheimer's discovery
of civilizational beginnings in "Sundaland", the land to the
east of Vietnam drowned by rising sea levels at the end of
the Ice Age (Eden in the East: the Drowned Continent of
Southeast Asia, London 1998). Some things are certain,
others are merely possible but deserve to be explored just
to see what much truth there may be in them. This was the
context in my own words: "For another alternative: (…) An
entry of the Indo-Europeans into India from the east, arriving
by boat from Southeast Asia, is an interesting thought experiment,
if only to free ourselves from entrenched stereotypes. Why
not counter the Western AIT with an Eastern AIT? Just imagine,
a wayward Austronesian tribe sailed up the Ganga led by one
Manu who, as related in the Puranas, started Aryan history
in the mid-Ganga basin (…) This is of course a speculation
(…)." (Update, p.156)
That Austronesian originated in India was proposed by the
legendary linguist Suniti Kumar Chatterjee, a Marxist and
by no means a Hindu chauvinist. That IE originated in India
is the hypothesis we are exploring here. If there was a connection
between the two language families, India could be the common
location that made the interaction possible. But I am not
attached to an Indian homeland theory, so I have pointed out
that Southeast Asia, the more generally accepted homeland
of Austronesian, might also be the common location, which
implies a southeastern invasion scenario for IE rather than
a northwestern one. I am not sure of any of these possibilities,
but I like holding them against the light.
On p.384 n.56: "Elst (Ph.D. Leuven, Belgium) typically delights,
in his Update (1999), in speculating about an Indian Urheimat
of IE and a subsequent emigration, with 'Indian' invasions
of Europe, neglecting that linguistic (and other) data speak
against it". I can be accused of many thing, but not of "neglecting"
the data that speak against an OIT. I have discussed many
of these data, sometimes refuting them, sometimes admitting
that they are hard to refute, as the case might be. But I'll
admit that temperamentally, I do take a certain "delight"
in exploring theories that go against the established consensus.
At the very least, they provide good exercise to the brain,
freeing it from entrenched prejudice.
As I put it in the introduction to Update (p.x): "The
greatest hurdle has been my own anxiety in treading unsure
ground, where every hypothesis which is now carrying the day
may be blown away by a new discovery tomorrow. (…) But then,
I am confident that this painful awareness of uncertainty
has been the right attitude and the best starting-point for
uprooting the false certainties of some and for clearing the
bewilderment of others."
And in the concluding chapter (p.331, paragraph titled: "Let
us keep on doubting"): "One thing which keeps on astonishing
me in the present debate is the complete lack of doubt in
both camps. Personally, I don't think that either theory,
of Aryan invasion and of Aryan indigenousness, can claim to
have been 'proven' by prevalent standards of proof; eventhough
one of the contenders is getting closer. (…) On both sides,
I have seen so much self-satisfaction, the conceit of the
academic establishment disdaining the contributions of 'amateurs',
the bad faith among the Indian Marxists dismissing every word
uttered by 'Hindu chauvinists', the triumphalism among the
non-invasionists about having exposed 'the myth of the Aryan
invasion'. Many seem to think that all the questions have
been answered, that only mad or evil people can still adhere
to the rivalling school of thought, so that there is no need
to listen to their objections; but what I see is that at least
many parts of the question are still waiting for an answer."
And some still are.
12. Why, oh why?
The thrust of all these misrepresentations is one and the
same: to replace reasonable opinions with far-fetched or plainly
nonsensical claims. Or in other words: to depict me as some
kind of weirdo, fanatic and other ugly things besides.
I could have chosen to ignore this and let it pass, just as
Witzel goes on ignoring all the swearwords hurled at him by
some Hindu writers on internet forums. But then this is not
a mere internet forum but an academic volume coming to us
through a prestigious publishing house, and a Harvard professor's
word carries more weight than that of his outsider critics.
Further, I have powerful enemies in academe, esp. in the US,
and they will gladly exploit any slander they expect to get
away with, in this case slander invested with Harvard authoritativeness.
They have no scruples about using allegations that they know
to be lies if these lies can do the job of harming. If I don't
contradict these lies, they will use that as an extra argument
in their innuendo, "and Dr. Elst has never even denied it!"
For a well-established academic at a leading university, safe
in his tenure and his creamy salary, approaching the completion
of his career, Prof. Witzel's behaviour seems odd to me. What
is he afraid of that he thinks he must stoop to tackling me
with these unacademic tricks?
The reason for this unpleasant pattern of falsely attributing
silly opinions to me is probably not far to seek. It is the
fact that I have exposed a mistake made by Witzel in a crucial
part of his pro-AIT argumentation (Update, p.164-165). In
his paper "Rgvedic history" (in G. Erdosy, ed.: The Indo-Aryans
of Ancient South Asia, Berlin 1995, p.321), he had mistranslated
a verse from the Baudhayana Shrauta Sutra (18.44:397.9)
to the effect that Ayu's clan "went eastwards" while Amavasu's
clan "stayed at home in the west", meaning in Afghanistan
or Iran. So, there at long last was the hoped-for Vedic testimony
to the Aryan invasion from the west, the "missing link" between
Vedic literature and the elusive invasion. Pro-AIT crusaders
like R.S. Sharma (Advent of the Aryans, p.87-89) have
gleefully invoked the Harvard professor's prestige in reproducing
his OIT-shattering translation of Baudhayana, "the most explicit
statement of an immigration into the Subcontinent" (Witzel
p.340, Sharma p.87).
But the translation was wrong. Like the "missing link" between
ape and man found in Piltdown, it was a hoax, though presumably
a somewhat bonafide hoax. As Prof. George Cardona and other
authorities have meanwhile confirmed, the sentence describes
how from a middle position (which we can infer to be somewhere
in Haryana, India), one clan went east to the Ganga basin
and another went west into Afghanistan.
I have never accused Prof. Witzel of deceit or fraud. I prefer
to live by Napoleon's dictum: "Never attribute to malice what
can be explained through incompetence",-- or in this case,
through over-enthusiasm for a long-hoped-for "discovery".
When people are very very thirsty, they start to see an oasis
on the horizon; no malice intended, just self-delusion. Only,
after his innocent mistake had been highlighted, Witzel's
reaction was rather unsportsmanlike. He claimed that it was
all due to a printing error. That sounds a bit random for
such a precise and sensational reading. As if you can put
monkeys at a typewriter and let them produce an AIT-friendly
translation by coincidence.
What's the big deal about standing corrected once in a while?
Thus, in The Indo-Aryan Controversy (p.299-301), Hans Hock
points out how I have followed (frankly, parroted) P.C. Sengupta's
interpretation of an astronomy-related passage confusing Brahma
(masculine, the god Brahma) and Brahman (neutral, the concept
of the Absolute, in this context arguably an astronomical
concept). OK, I had been careless and made a mistake, but
I am glad someone checked it and set the record straight.
That's how scholarship advances. Why should a Harvard professor
be above this normal course of things? And why should he take
his embarrassment out on an unimportant writer like me?
I happen to know that most contributions to The Indo-Aryan
Controversy were written already a few years ago and only
given a quick revision around the turn of 2005. In the intervening
years, the atmosphere in this debate has calmed down a little,
but in the final years of the second Christian millennium,
scolding and shouting and smearing were the done thing on
internet forum discussions of the Aryan invasion question.
Ironically, most Western AIT champions have managed to come
away with the impression that all the foul language was only
their Indian opponents' doing, but the record shows that they
too have given their best; Witzel's misrepresentation of my
position is but a case in point. I will assume that it merely
reflects the heated climate of those years, rather than his
present attitude, and that during the last-minute revision
his busy schedule has caused him to overlook this element
in his lengthy footnote apparatus. Having set the record straight,
I am now willing and eager to forget the whole episode and
focus on the more useful elements in The Indo-Aryan Controversy
Dr. Koenraad Elst, 19 October 2005